TOP STORIES
RECENT
Three Investment Adviser Representatives Settle SEC Charges for Acting as Unregistered Brokers
The Securities and Exchange Commission today announced settled charges against investment adviser representatives Tamir Shabat, Danny Z. Spiegel, and Joseph J. Orlando, Jr. for acting as unregistered brokers in selling membership interests in LLCs that… Full report at: Read More
Read More
Bills Moving Through the U.S. Congress
MORE NEWS
INTERESTING FINDS
Readout of Deputy Secretary Graves’ Meeting with Romania’s Minister for Research, Innovation and Digitalization Sebastian Burduja KCPullen@doc.gov Mon, 02/06/2023 – 14:16 Export and investment promotion…
From the U.S. Attorney’s Office, Eastern District of Louisiana: NEW ORLEANS – United States Attorney Duane A. Evans announced that DEDRA BRIGHT (“BRIGHT”), age 64, of New Orleans,…
From the U.S. Attorney’s Office, District of Maine: PORTLAND, Maine: A former Yarmouth resident was sentenced yesterday in U.S. District Court in Portland for aggravated…
NASA is Creating an Advanced Air Mobility Playbook Full report from NASA: Read More
Op-Ed by Deputy Secretary Don Graves: America’s Hidden Tool is Hobbling Russia’s War Machine with Multilateral Impact KCPullen@doc.gov Wed, 02/01/2023 – 10:47 Trade enforcement FOR…
The Justice Department’s Antitrust Division announced today the withdrawal of three outdated antitrust policy statements related to enforcement in healthcare markets: Department of Justice and…
February 3, 2023 From OSHA: Read More
The Securities and Exchange Commission today announced that Activision Blizzard Inc., a video game development and publishing company, agreed to pay $35 million to settle…
FINRA is issuing this Alert to warn investors that scammers are posing as regulators to separate you from your money. We want you to know…
If putting all your financial information online and in one place sounds like a good idea, there are many companies—often called data aggregators—ready to help…