BofA Securities Inc. Resolves Criminal Investigation with Justice Department Pursuant to Part I of the Criminal Division’s Corporate Enforcement and Voluntary Self-Disclosure Policy

BofA Securities, Inc. (BoAS) a North Carolina-based financial institution, has agreed to resolve a criminal investigation involving alleged market manipulation schemes by former BoAS employees pursuant to Part I of the Criminal Division’s Corporate Enforcement and Voluntary Self-Disclosure Policy (CEP).

From the U.S. Department of Justice: Read More